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Pine Valley Investments

Financial confidence,
built together.

Your Private Wealth Partner

We simplify financial complexity and give you the clarity and confidence to make smarter financial decisions — through disciplined investing, comprehensive planning, and unwavering fiduciary commitment.

Schedule a Consultation Our Story
$2.6BN
Assets Under Management
1,800+
Clients Served Across the U.S.
150+
Years Collective Experience
2015
Founded · Marlton, NJ
Our Story

A decade of extraordinary growth.

Founded in 2015 by Harry Morad and Joe Duncan, Pine Valley Investments has grown from a $30M startup into one of New Jersey's largest independent RIAs.

2015
PVI Founded — Harry Morad and Joe Duncan launch the firm, finishing year one with $30M AUM.
2016
$125MAssets Under Management
Robert Moore joins PVI from Morgan Stanley.
2017
$160MAssets Under Management
2018
$180MAssets Under Management
Jon Markoe & The Markoe Group join from Merrill Lynch.
2019
$370MAssets Under Management
Chris O'Neill joins PVI as CIO.
2020
$423MAssets Under Management
2021
$795MAssets Under Management
Kate Fay & The Fay Group join from Girard Investment Partners.
2022
$1.0BAssets Under Management
Nick Lampone joins PVI as CSO.
The PV Opportunity Fund, Series I, PVI's first private fund, is launched and managed by PV Capital, LLC.
2023
$964MAssets Under Management
Jason Braatz joins PVI from Merrill Lynch, forming Braatz Wealth Advisors (BWA).
Jim Vogt joins PVI from Tower Bridge Advisors.
Mark Magarian joins PVI from Wells Fargo.
2024
$1.7BAssets Under Management
2025
$2.1BAssets Under Management
Launched Magarian Fund, LP.
TODAY
$2.65BAssets Under Management

To learn more about our history, visit our About PVI page →

Why PVI

Big-firm resources.
Personal-level service.

An experienced team that doesn't just advise — it listens.

01
Client First, Always
As a fiduciary SEC-registered RIA, we are legally and ethically bound to act in your best interest — conflict-free advice, period.
02
Proven Risk Management
Disciplined, customized strategies with real-time portfolio monitoring — focused on risk-adjusted returns across all market cycles.
03
Comprehensive Planning
From investment management to tax strategy, estate planning, and retirement — we integrate every dimension of your financial life.
04
Institutional Access
Our scale unlocks private equity, venture capital, and proprietary fund strategies typically reserved for institutional investors.
★
USA Today Best Financial Advisory Firms 2025 Pine Valley Investments has been recognized as one of USA Today’s Best Financial Advisory Firms.

The rankings were determined based on two dimensions: (1) Peer/Client Recommendations — collected via an independent survey sent to over 20,000 clients and financial advisors; and (2) Growth of Assets under Management (AUM) — analyzed both short (12 months) and long-term (5 years) based on publicly available data. Pine Valley Investments did not compensate USA Today for this award.

What We Offer

A complete suite of wealth services

From portfolio management to business succession, we offer integrated solutions tailored to the complexity of your financial life.

01
Wealth Management
White-glove, conflict-free advisory with a complimentary eMoney subscription. Comprehensive financial planning, cash flow management, and banking support.
02
Investment Advisory Services
Customized investment strategies with real-time portfolio monitoring and overlays across asset classes. Focused on risk-adjusted performance and long-term wealth accumulation.
03
Trust Administration & Estate Planning
Open-architecture platform coordinating with planners, attorneys, accountants, and trust administrators for seamless multigenerational wealth transfer.
04
Qualified Retirement Plans
401(k) design and management for businesses. Advisory on Cash Balance Plans, Solo 401(k), SEP IRA, SIMPLE IRA, Roth IRA, and Roth 401(k) structures.
05
Investment Banking
Specialized advisory for business owners selling closely held companies. We align with leading investment bankers to structure transactions that maximize value.
06
Networking Opportunities
Curated access to accounting, legal, specialty lending, group health insurance, business loans, private equity, and venture capital through our professional network.
How We Work

A disciplined,
five-step process.

Every client relationship begins with listening — we build a complete picture of your financial life before recommending a single strategy.

01
Client Engagement & Due Diligence
Full financial picture — risk tolerance, time horizon, liquidity needs, and tax situation.
02
Investment Design
Strategy draft aligned to all financial needs and legacy objectives.
03
Client Confirmation
Walk through tools and structures together — adjustments made before anything is executed.
04
Strategy Implementation
Relationship managers, traders, and risk managers finalize and execute the plan.
05
Ongoing Reporting
Performance, transactions, risk-adjusted returns vs. benchmarks, and manager due diligence — continuously.
Who We Serve

Tailored to your financial complexity

I
Affluent Families
Comprehensive wealth management for multigenerational families navigating estate planning, cash flow, and legacy goals.
  • Multigenerational estate planning
  • Cash flow & balance sheet management
  • Trust & legacy structures
  • Philanthropic advisory
II
Business Owners
From launch through exit — we coordinate risk management, succession planning, and liquidity strategies.
  • Business succession planning
  • Liquidity event planning
  • Investment banking advisory
  • Retirement plan design
III
Corporate Executives
Sophisticated guidance for executives with complex compensation packages and concentrated stock positions.
  • Concentrated stock management
  • Deferred compensation strategies
  • Executive income tax planning
  • Long-term wealth accumulation
Our People

An experienced team that
listens first.

150+ years of collective financial services experience across wealth management, investment strategy, and financial planning.

Meet Your Team →
Client Access

Your financial picture,
anytime.

Secure access to your accounts, performance reporting, tax documents, and holistic financial planning.

Charles Schwab
View account balances, statements, and transaction history directly through your Schwab account portal.
Access Portal →
WealthView · Tamarac
Portfolio tracking, statements, tax forms, and performance reporting through PVI's dedicated Tamarac portal.
Access Portal →
eMoney
Your holistic financial planning view — goals, net worth, cash flow, and scenario modeling. Complimentary for all PVI clients.
Access Portal →
Free Market Intelligence

The Morning Core.

A free weekday market brief from Nick Lampone, PVI's CSO & Partner. Markets move quickly — perspective is what most investors are missing.

Subscribe Free →
Nick Lampone
Nick Lampone
CSO & Partner
Pine Valley Investments
Begin Your Journey

Let's discuss your
financial goals.

Whether you're planning for retirement, managing a business transition, or building multigenerational wealth — we'd love to start the conversation.

Schedule a Consultation Client Login
856-334-8260 info@pinevalleyinvestments.com 10 E Stow Rd, Suite 200, Marlton, NJ